curtis-ifg.blogspot.com
International Funds Group: SEC Adopts Final Rules Implementing New Reporting, Recordkeeping and Custody Obligations
http://curtis-ifg.blogspot.com/2011/07/sec-adopts-final-rules-implementing-new.html
Curtis, Mallet-Prevost, Colt and Mosle LLP. Monday, July 18, 2011. SEC Adopts Final Rules Implementing New Reporting, Recordkeeping and Custody Obligations. On June 22, 2011, the Securities and Exchange Commission (the “SEC”) adopted final rules to implement certain provisions of Title IV of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”). Additionally, advisers must value all assets at fair value, rather than on a cost basis. B Custody, Recordkeeping, and Disclosure.
curtis-ifg.blogspot.com
International Funds Group: CFTC Releases Final Rules Amending Registration and Compliance Obligations for CPOs and CTAs
http://curtis-ifg.blogspot.com/2012/02/cftc-releases-final-rules-amending.html
Curtis, Mallet-Prevost, Colt and Mosle LLP. Wednesday, February 15, 2012. CFTC Releases Final Rules Amending Registration and Compliance Obligations for CPOs and CTAs. Link to the Final Rules: http:/ www.cftc.gov/ucm/groups/public/@newsroom/documents/file/federalregister020912b.pdf. US Commodity Futures Trading Commission. CFTC Releases Final Rules Amending Registration an. Username: curtislawfirm * bar background color: rgba(32,64,99,.7). Enter your email address:. Carl A. Ruggiero, Partner. Regulation ...
curtis-ifg.blogspot.com
International Funds Group: 07/18/11
http://curtis-ifg.blogspot.com/2011_07_18_archive.html
Curtis, Mallet-Prevost, Colt and Mosle LLP. Monday, July 18, 2011. SEC Adopts Final Rules Implementing New Reporting, Recordkeeping and Custody Obligations. On June 22, 2011, the Securities and Exchange Commission (the “SEC”) adopted final rules to implement certain provisions of Title IV of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”). Additionally, advisers must value all assets at fair value, rather than on a cost basis. B Custody, Recordkeeping, and Disclosure.
curtis-ifg.blogspot.com
International Funds Group: SEC Releases Final Rules Implementing Dodd Frank Provisions Affecting Investment Advisers
http://curtis-ifg.blogspot.com/2011/06/sec-releases-final-rules-implementing.html
Curtis, Mallet-Prevost, Colt and Mosle LLP. Friday, June 24, 2011. SEC Releases Final Rules Implementing Dodd Frank Provisions Affecting Investment Advisers. On June 22, 2011, the Securities and Exchange Commission (the "SEC") adopted final rules to implement certain provisions of Title IV of the Dodd-Frank Wall Street Reform and Consumer Protection Act. For the full text of the final rules, please visit the following hyperlinks:. Http:/ sec.gov/rules/final/2011/ia-3221.pdf. Enter your email address:.
curtis-ifg.blogspot.com
International Funds Group: 09/09/11
http://curtis-ifg.blogspot.com/2011_09_09_archive.html
Curtis, Mallet-Prevost, Colt and Mosle LLP. Friday, September 9, 2011. TIC Form SLT imposes new reporting obligations for cross-border investments that may apply to private funds and private fund managers. The obligation to report on Form SLT becomes effective on September 30, 2011 with the first filing due by October 23, 2011. The following filing is due by January 23, 2012. Thereafter, Form SLT is required to be filed on a monthly basis. Subscribe to: Posts (Atom). Enter your email address:. Connecticu...
curtis-ifg.blogspot.com
International Funds Group: 07/11/11
http://curtis-ifg.blogspot.com/2011_07_11_archive.html
Curtis, Mallet-Prevost, Colt and Mosle LLP. Monday, July 11, 2011. Will Private Equity Firms Investing in Africa Be Affected by Violations by Portfolio Companies of the New UK Bribery Act? 1) whether the company has instituted procedures that are “proportionate to the bribery risks it faces and to the nature, scale and complexity of the commercial organization’s activities”. 2) whether “top-level management are committed to preventing bribery”… and foster an associated culture;. Notwithstanding this guid...
curtis-ifg.blogspot.com
International Funds Group: Update on the implementation of the Alternative Investment Fund Managers Directive (AIFMD) in Luxembourg:
http://curtis-ifg.blogspot.com/2013/01/update-on-implementation-of-alternative.html
Curtis, Mallet-Prevost, Colt and Mosle LLP. Monday, January 14, 2013. Update on the implementation of the Alternative Investment Fund Managers Directive (AIFMD) in Luxembourg:. On December 19, 2012, the European Commission published the AIFMD Level 2 Regulation ("the Regulation"). The Regulation is intended to supplement the AIFMD (termed a Level 1 measure), and by extension, the legislation that will eventually be implemented by EU Member States in order to give effect to the AIFMD. 49 (0)69 247576 0.
curtis-ifg.blogspot.com
International Funds Group: TIC Form SLT imposes new reporting obligations for cross-border investments that may apply to private funds and private fund managers
http://curtis-ifg.blogspot.com/2011/09/tic-form-slt-imposes-new-reporting.html
Curtis, Mallet-Prevost, Colt and Mosle LLP. Friday, September 9, 2011. TIC Form SLT imposes new reporting obligations for cross-border investments that may apply to private funds and private fund managers. The obligation to report on Form SLT becomes effective on September 30, 2011 with the first filing due by October 23, 2011. The following filing is due by January 23, 2012. Thereafter, Form SLT is required to be filed on a monthly basis. TIC Form SLT imposes new reporting obligations for. FSA Reviews S...
curtis-ifg.blogspot.com
International Funds Group: 04/06/12
http://curtis-ifg.blogspot.com/2012_04_06_archive.html
Curtis, Mallet-Prevost, Colt and Mosle LLP. Friday, April 6, 2012. The JOBS Act: Implications for Private Fund Sponsors. On April 5, 2012, President Obama signed into law the Jumpstart Our Business Startups Act (the “JOBS Act”), a collection of reforms to the U.S. federal securities laws designed to reduce the regulatory burdens on small businesses and facilitate capital formation. Increased Threshold for Exchange Act Reporting. Because a private fund relying on the Section 3(c)(7) exemption is limited t...
curtis-ifg.blogspot.com
International Funds Group: 09/12/12
http://curtis-ifg.blogspot.com/2012_09_12_archive.html
Curtis, Mallet-Prevost, Colt and Mosle LLP. Wednesday, September 12, 2012. The JOBS Act: SEC Proposes Rules to Permit General Solicitation and General Advertising in Certain Private Placements. On April 5, 2012, President Obama signed into law the Jumpstart Our Business Startups Act (the “JOBS Act”), a collection of reforms to the U.S. federal securities laws designed to reduce the regulatory burdens on small businesses and facilitate capital formation. Proposed Amendments to Rule 506. The other requirem...
